Don't Throw In The Towel-Hope Again by Jana Alcorn

Don't Throw In The Towel-Hope Again by Jana Alcorn

In today's capital markets the individual investor finds it increasingly difficult to gather, select and evaluate all the information that is required to make a reasonable investment decision. It is the broker-dealer who steps into the breach. The service he renders as a professional intermediary of informations culminates in investment recommendations. The threat of being held liable should ensure that a broker-dealer's recommendation is the result of a sound inquiry into the security and the customer's situation. This study examines the extent to which such a remedy is actually provided for under the U.S. securities laws and the so-called suitability rules of self-regulatory organizations (i.e., broker-dealer associations and stock exchanges).

SKU	Nicht verfügbar
ISBN 13	9780979838002
ISBN 10	0979838002
Titel	Don't Throw In The Towel-Hope Again
Autor	Nesbo Jo
Buchzustand	Nicht verfügbar
Bindungsart	Paperback
Verlag	Connect Publishing
Seitenanzahl	144
Hinweis auf dem Einband	Die Abbildung des Buches dient nur Illustrationszwecken, die tatsächliche Bindung, das Cover und die Auflage können sich davon unterscheiden.