COFAs Toolkit by Jeremy Black

COFAs Toolkit by Jeremy Black

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Résumé

As instructed by the Legal Services Act 2007, by January 2013 every firm will have to appoint a Compliance Officer for Financial Administration (COFA). This toolkit will include practical guidance to assist the COFA to implement and oversee systems for compliance.

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COFAs Toolkit by Jeremy Black

As instructed by the Legal Services Act 2007, from by January 2013 every firm will have to appoint a Compliance Officer for Financial Administration (COFA). The COFA has a more focused role than a COLP and has two key responsibilities: to ensure compliance with the SRA's accounts rules to record all failures to comply and to report any such failures to the SRA as soon as is reasonably practicable. This toolkit will include practical guidance to assist the COFA to implement and oversee systems for compliance in relation to the Accounts Rules and will include: payment authorisation forms draft undertakings reporting and monitoring forms development and training policy draft letters and reports.
Jeremy Black is a Partner in Deloitte's professional practices group.
SKU Non disponible
ISBN 13 9781907698477
ISBN 10 1907698477
Titre COFAs Toolkit
Auteur Jeremy Black
État Non disponible
Type de reliure Paperback
Éditeur The Law Society
Année de publication 2012-06-30
Nombre de pages 80
Note de couverture La photo du livre est présentée à titre d'illustration uniquement. La reliure, la couverture ou l'édition réelle peuvent varier.
Note Non disponible