Regulatory Compliance Fundamentals by M L Humphrey

Regulatory Compliance Fundamentals by M L Humphrey

We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.

In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know and presented that information in a straight-forward, easy to understand manner.

If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.

Humphrey, M. L.: - M.L. (Muffie) Humphrey is a former stockbroker with degrees in Economics, Anthropology, and Psychology from Stanford and an MBA from Wharton who spent close to twenty years as a regulator and consultant in the financial services industry.

SKU	Unavailable
ISBN 13	9781950902224
ISBN 10	1950902226
Title	Regulatory Compliance Fundamentals
Author	M L Humphrey
Series	Regulatory Compliance Essentials
Condition	Unavailable
Binding Type	Paperback
Publisher	M.L. Humphrey
Year published	2020-01-02
Number of pages	94
Cover note	Book picture is for illustrative purposes only, actual binding, cover or edition may vary.