Securities Regulation by James D Cox

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Securities Regulation by James D Cox

When you purchase a new version of this casebook from the LIFT Program, you receive 1-year FREE digital access to the corresponding Examples & Explanations in your course area. Now available in an interactive study center, Examples & Explanations offer hypothetical questions complemented by detailed explanations that allow you to test your knowledge of the topics covered in class.

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The national reputation of the authors, their balance of practice and doctrine, and a highly teachable structure have all made Securities Regulation: Cases and Materials the best-selling text in the field. Applauded for excellent coverage of the 1934 and 1935 Acts, the text remains sophisticated yet not intimidating. Modular chapters adapt to a variety of teaching styles, giving the instructor flexibility in course design. Well-written, interesting problems expose students to theory as well as the practical issues that impact investors.

New to the Eighth Edition:

  • The casebook fully integrates all the newly adopted exemptions such as Regulation A, Crowdfunding, and the newly enacted resale exemption Section 4(a)(7) along with problems developed to illustrate their operation
  • Complete reworking of exemption chapter, including new material and problems on Regulation A+, Crowdfunding, and relaxation of solicitation restrictions for certain Rule 506 offerings
  • Examines market developments such as Unicorns and the disappearance of listings in the U.S. and abroad
  • Changes in underwriting processes with emphasis given to role of research reports in promoting public offerings
  • Compete treatment of the Supreme Court's 2014 Halliburton decision, and the post-Halliburton developments on proving price distortion and pleading loss causation
  • Thorough treatment of the Supreme Court's Omnicare decision on liability for statements of opinion
  • Materials and problems on proxy regulation, particularly in the aftermath of the Walmart case under Rule 14a-8
  • Materials on insider trading tipper-tippee liability in the aftermath of Newman and Salman
  • Contemporary problems facing hedge funds, investment advisers and mutual funds
  • New material on post-Morrision developments affecting extraterritorial application of securities laws
  • New material and problems on real estate as securities including the Ninth Circuit's Salameh decision
James D. Cox is the Brainerd Currie Professor of Law at Duke University. Professor Cox has published extensively in the areas of market regulation and corporate governance. Thomas Lee Hazen is the Cary C. Boshamer Distinguished Professor of Law at the University of North Carolina, Chapel Hill. His many books include Corporate Counsel Guides: Securities Regulation.
SKU Unavailable
ISBN 13 9781454868392
ISBN 10 1454868392
Title Securities Regulation
Author James D Cox
Series Aspen Casebook
Condition Unavailable
Binding Type Hardback
Publisher Aspen Publishers
Year published 2016-11-04
Number of pages 1200
Cover note Book picture is for illustrative purposes only, actual binding, cover or edition may vary.