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Building a World-Class Compliance Program Martin T. Biegelman

Building a World-Class Compliance Program By Martin T. Biegelman

Building a World-Class Compliance Program by Martin T. Biegelman


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Summary

Praise for Building A World-Class Compliance Program The globalization of business and communications presents unprecedented opportunities for successful growth in many industries and for companies large and small. Conversely, the compliance challenges faced by businesses worldwide have never been more challenging.

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Building a World-Class Compliance Program Summary

Building a World-Class Compliance Program: Best Practices and Strategies for Success by Martin T. Biegelman

Written by a long-standing practitioner in the field, this timely and critical work is your best source for understanding all the complex issues and requirements associated with corporate compliance. It provides clear guidance for those charged with protecting their companies from financial and reputational risk, litigation, and government intervention, who want a robust guide to establish an effective compliance program.

About Martin T. Biegelman

Martin T. Biegelman, CFE, CCEP, has been fighting fraud and corruption for 40 years in various roles in law enforcement, consulting, and the corporate sector. He is currently the Executive Vice President of U.S. Operations for IPSA International, a global risk advisory firm. His extensive experience include conducting internal investigations on behalf of corporate management and boards, FCPA and anti-bribery compliance, litigation consulting, due diligence, and corporate compliance design and implementation. He previously served as the Director of Financial Integrity at Microsoft Corporation. This highly acclaimed fraud prevention and anti-corruption compliance program that he founded and led continues to be a model for other global companies. Mr. Biegelman is a sought-after speaker, prolific author, and the recipient of the prestigious Cressey Award bestowed by the Association of Certified Fraud Examiners for lifetime achievements in the detection and deterrence of fraud.

Table of Contents

Foreword xi

Preface xiii

Acknowledgments xvii

About the Author xix

CHAPTER 1 Why Ethics and Compliance Will Always Matter 1

CHAPTER 2 Tone at the Top and Throughout 25

CHAPTER 3 The Growth and Evolution of Compliance 45

CHAPTER 4 Caremark and Sarbanes-Oxley: Enhancing Compliance 71

CHAPTER 5 CA's Compliance Rebirth: Don't Lie, Don't Cheat, Don't Steal 87

CHAPTER 6 The International Landscape of Compliance 107

CHAPTER 7 Compliance Programs and Anti-Money Laundering Efforts 131
By Marc B. Sherman, Laura Connor, and David Meilstrup

About the Chapter Authors 148

CHAPTER 8 Interview with an Ethics and Compliance Thought Leader 149

CHAPTER 9 Building a World-Class Compliance Program: The Seven Steps in Practice (Part I) 163

CHAPTER 10 Building a World-Class Compliance Program: The Seven Steps in Practice (Part II) 191

CHAPTER 11 Recognizing Compliance Excellence: Premier, Inc. and Winning the Baldrige Award 219

CHAPTER 12 Designing Robust Fraud Prevention Policies: The Airservices Australia Fraud Control Plan 233

CHAPTER 13 The Skunk in the Room 257

Appendix A: Summary of the 2004 Federal Sentencing Guidelines Amendments and Recommended Action Steps 269

Appendix B: Sample Compliance Program Charter 277

Appendix C: Resources for Compliance Professionals 283

Index 291

Additional information

CIN0470114789G
9780470114780
0470114789
Building a World-Class Compliance Program: Best Practices and Strategies for Success by Martin T. Biegelman
Used - Good
Hardback
John Wiley & Sons Inc
20080429
320
N/A
Book picture is for illustrative purposes only, actual binding, cover or edition may vary.
This is a used book - there is no escaping the fact it has been read by someone else and it will show signs of wear and previous use. Overall we expect it to be in good condition, but if you are not entirely satisfied please get in touch with us

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